on 27 Nov 2020
Last Applicant/ Owned by
Adviser Compliance Associates, LLC
8401 Colesville Road, Suite 700
Silver Spring, Maryland, MD 20910
Serial Number
UK00003561324 filed on 27th Nov 2020
Registration Number
UK00003561324 registered on
9th Apr 2021
Correspondent Information
Murgitroyd & Company
Murgitroyd House, 165-169 Scotland Street
Glasgow,
G5 8PL
Technology consultation in the field of finance and SaaS technology; all of the aforesaid services are consultation services that are provided to third parties only in the financial field, with the consultant not operating in the financial field and consultant not providing any accountancy services or any financial services themselves other than regulatory hosting services and financial services ancillary to consultation services.
Regulatory compliance consulting in the field of finance; all of the aforesaid services are consultation services that are provided to third parties only in the financial field, with the consultant not operating in the financial field and consultant not providing any accountancy services or any financial services themselves other than regulatory hosting services and financial services ancillary to consultation services.
UK00003561324
Figurative
Individual