DGAM Diversified Global Asset Management Inc.

Class [36]
Insurance & Financial Services

Financial services, namely portfolio management, namely the creation, management, monitoring, and rebalancing of investment portfolios; strategic asset allocation services, namely, devising and recommending allocation of assets among various investment classes; principal and agency investing, namely investing as principal and/or agent in various investment classes; and investment banking, namely acting as principal, agent and/or advisor on the issuance of equity, equity-related, fixed income and other securities, and as principal, agent and/or advisor in respect of strategic transactions.