Classification Information
Class [9]
Computer & Software Products & Electrical & Scientific Products
Fully-hosted software, software application, and mobile software application for investment and portfolio management services; Computer software for portfolio management systems, counter-party integration, market data integration, over-the-counter (OTC) valuations, OTC margin calculations, instrument valuations, portfolio valuations, cash flow analysis, price sourcing, factor model integration, liquidity analysis, custom instrument tagging, fixed income calculations, trade and position reporting, allocation e-mails, reconciliation services, intraday and end-of-day affirmation and confirmation, tax lot management, foreign exchange (FX) exposure, FX relief, trade currency normalization, maturity and expiration management, hierarchy allocation, counter-party exposure, corporate action processing, dividend and interest withholding calculations, granular profit and loss (PandL) calculations, transaction history; Computer software for order and execution management systems, executing broker integration, alternative trading system integration, regulatory reporting, pre- and post-trade compliance, portfolio rebalancing, portfolio adjustments, order communication and scheduling, conditional alerting, position reporting, order quantity calculators, allocation schemes, short locates, end-of-day trade delivery, trade blotter, and multi asset class coverage; Computer software for fund accounting, fund reporting, double-entry general ledger, balance sheets, trial balances, profit and loss (PandL) statements and cash flows, net asset value (NAV) calculations, accrual and expense management, cash management, collateral management, net and gross fund return calculation, interest calculations, collateral management, chart of accounts, cash management, bond amortization and accretion, interest calculation, NAV per share calculations, accruals and expenses; Computer software for risk management of investments, investment risk exposure calculation, portfolio stress testing, currency exposure, value at risk (VaR) analysis, conditional value at risk (CVaR) analysis, greek exposures, liquidity analysis; Computer software for visual analytics of financial and portfolio data.
Class [36]
Insurance & Financial Services
Middle-Office and Back-Office Services for the asset management industry, namely trade reconciliation, position reconciliation, trial balance reconciliation, cash balance and cash activity reconciliation, net asset value reconciliation, daily and month-end net asset value calculations, trial balance tie outs, counter-party communication, trade break resolution, position management, corporate action management, swap resets, option exercises and assignments management, stock borrow financing management, collateral management, cash management, shadow accounting, tax lot management, trade booking, end-of-day pricing and market data validation, and general ledger entries and management.
Class [42]
Computer & Software Services & Scientific Services
Application platform as a service (APAAS) and platform as a service (PAAS) for investment and portfolio management services; Application platform as a service (APAAS) and platform as a service (PAAS) featuring a portfolio management system, namely, counter-party integration, market data integration, over-the-counter (OTC) valuations, OTC margin calculations, instrument valuations, portfolio valuations, cash flow analysis, price sourcing, factor model integration, liquidity analysis, custom instrument tagging, fixed income calculations, trade and position reporting, allocation e-mails, reconciliation services, intraday and end-of-day affirmation and confirmation, tax lot management, foreign exchange (FX) exposure, FX relief, trade currency normalization, maturity and expiration management, hierarchy allocation, counter-party exposure, corporate action processing, dividend and interest withholding calculations, granular PandL calculations, transaction history; Application platform as a service (APAAS) and platform as a service (PAAS) featuring an order and execution management system, namely, executing broker integration, alternative trading system integration, regulatory reporting, pre- and post-trade compliance, portfolio rebalancing, portfolio adjustments, order communication and scheduling, conditional alerting, position reporting, order quantity calculators, allocation schemes, short locates, end-of-day trade delivery, trade blotter, and multi asset class coverage; Application platform as a service (APAAS) and platform as a service (PAAS) featuring a fund accounting system, namely, reporting, double-entry general ledger, balance sheets, trial balances, profit and loss (PandL) statements and cash flows, net asset value (NAV) calculations, accrual and expense management, cash management, collateral management, net and gross fund return calculation, interest calculations, collateral management, chart of accounts, cash management, bond amortization and accretion, interest calculation, NAV per share calculations, accruals and expenses; Application platform as a service (APAAS) and platform as a service (PAAS) featuring risk assessment tools, namely, risk exposure calculation, portfolio stress testing, currency exposure, value at risk (VaR) analysis, conditional value at risk (CVaR) analysis, greek exposures, liquidity analysis; data warehousing; Application platform as a service (APAAS) and platform as a service (PAAS) featuring visual analytics of financial and portfolio data.
